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Broker-dealers & placement agents

Registered broker-dealers and placement agents. The legal way to pay someone to raise money. Registered firms only.

Stages
Finance
Asset classes
MHPRV parksSelf-storageMultifamilyNNN & retail

  • Arete Wealth

    Independent broker-dealer and wealth manager active in alternative and private placement offerings.

    States served: Nationwide · HQ Chicago, IL

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  • Castle Placement

    New York broker-dealer and placement agent that raises equity and debt capital and arranges loans for private middle-market companies and funds.

    States served: Nationwide · HQ New York, NY

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  • Concorde Investment Services

    Independent broker-dealer, SEC-registered adviser, and insurance agency supporting affiliated financial professionals, with a focus on alternative investments.

    States served: Nationwide · HQ Livonia, MI

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  • Dalmore Group

    FINRA and SIPC member broker-dealer acting as broker-dealer of record for Reg A+, Reg CF, and Reg D online offerings, with a white-label investor portal.

    States served: Nationwide · HQ Woodmere, NY

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  • Eaton Partners

    Connecticut placement agent, part of Stifel, that raises capital for real estate, private equity, and real assets funds from institutional investors worldwide.

    States served: Nationwide · HQ Rowayton, CT

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  • Emerson Equity

    San Mateo broker-dealer offering brokerage and investment advisory services plus inception-to-closing managing broker-dealer services for private placement sponsors.

    States served: Nationwide · HQ San Mateo, CA

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  • Finalis

    Broker-dealer affiliation platform that lets independent investment bankers and placement agents operate under a FINRA-registered broker-dealer.

    States served: Nationwide · HQ San Francisco, CA

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  • Growth Capital Services

    San Francisco broker-dealer that supervises independent investment bankers and placement agents, including real estate capital raisers, under its FINRA registration.

    States served: Nationwide · HQ San Francisco, CA

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  • Harris Williams

    Investment bank whose private capital advisory group places middle-market private funds and advises on GP-led secondaries. Absorbed Sixpoint Partners.

    States served: Nationwide

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  • Hodes Weill & Associates

    New York capital advisory firm for real estate and real assets: institutional fund placement, M&A and restructuring advisory, and valuations; now part of Chatham Financial.

    States served: Nationwide · HQ New York, NY

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  • Mercury Capital Advisors

    New York placement agent (an Investcorp company) that raises institutional capital for real estate and alternative investment funds.

    States served: Nationwide · HQ New York, NY

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  • Monument Group

    Boston-headquartered independent placement agent and secondaries advisory firm raising private funds from institutional investors since 1994.

    States served: Nationwide · HQ Boston, MA

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  • North Capital Private Securities

    Midvale, Utah broker-dealer and technology firm providing managing broker-dealer, escrow, custody, investor verification and secondary trading for private offerings.

    States served: Nationwide · HQ Salt Lake City, UT

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  • Rialto Markets

    New York FINRA broker-dealer providing broker-of-record and secondary trading services for Regulation A, Reg D, and Reg CF offerings including real estate.

    States served: Nationwide · HQ New York, NY

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  • Texture Capital

    New York FINRA broker-dealer and ATS operator that supports private securities offerings and secondary trading, including tokenized real estate.

    States served: Nationwide · HQ New York, NY

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  • WealthForge

    Richmond, Virginia broker-dealer and technology firm that provides compliance, subscription processing, and investor onboarding for private real estate offerings.

    States served: Nationwide · HQ Richmond, VA

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  • Young America Capital

    Westchester County FINRA broker-dealer and placement agent for real estate funds, projects, and middle-market private placements.

    States served: Nationwide · HQ Mamaroneck, NY

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