Concorde Investment Services

Concorde Investment Services is a full-service broker-dealer that supports independent financial professionals. It sits in a group that also includes a registered investment adviser and an insurance agency, so a registered representative can run brokerage, advisory, and insurance business from one platform.

Representatives operate independently and choose their own solutions for each client; the firm supplies technology, practice management, marketing, compliance, and business development support rather than a house model. The broker-dealer says it specializes in alternative investments while also offering a full suite of brokerage products. The advisory arm provides financial planning tools, access to third-party asset managers and sub-advisors, and portfolio management resources.

Securities are offered through Concorde Investment Services, LLC, a FINRA and SIPC member, in all 50 states. Advisory services are offered through Concorde Asset Management, LLC, an SEC-registered investment adviser. Insurance products are offered through Concorde Insurance Agency, Inc., which works with Alpine Brokerage Services for national coverage and access to over 100 insurance carriers.

The website is aimed at financial professionals weighing an affiliation rather than at investors, and the address it publishes is 3909 Research Park Drive, Suite 200, Ann Arbor, Michigan. Compensation is through commissions and advisory fees and is not published; the firm's Form CRS and Form ADV Part 3 are linked from its site.