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Broker-dealers

Dalmore Group

Dalmore Group, LLC is a FINRA and SIPC member broker-dealer that supports online capital raises under Regulation A+, Regulation CF, and Regulation D. It acts as broker-dealer of record for issuers and, through the affiliated Dalmore Portal, provides a white-labeled investor portal with an e-commerce style checkout, onboarding, document management, and transaction tracking.

The portal handles accreditation verification, KYC and AML checks, funnel management with abandoned-cart follow-up, investor and issuer dashboards, role-based team permissions, and payment by credit card, ACH, instant bank transfer, wire, or check. Issuers can host unlimited offerings in the portal, and investors can participate in several offerings in a single checkout. Broker-dealer oversight is layered on where the regulation requires it or where an issuer wants the additional compliance.

Other services include automated investor outbound with introductions to a network the firm describes as more than 150,000 strategic investors, a captive salesforce program that licenses an issuer's own sales team under the broker-dealer, secondary trading, and EB-5 and international offerings. The site frames offering types by size: Regulation CF up to $5 million a year from accredited and non-accredited investors, Regulation A Tier 2 up to $75 million a year with audited financials and multiple series offerings, and Regulation D 506(c) with no cap from accredited investors only, with general solicitation support.

Dalmore says it has helped companies raise capital since 2005 and reports over $3 billion raised across thousands of offerings and millions of transactions. Dalmore Technology and Dalmore Group, LLC are affiliated through Dalmore Holdings. Fees are not published on the site.

Best for

Issuers, funds, and platform operators running an online raise under Reg A+, Reg CF, or Reg D who need a broker-dealer of record plus a branded investor portal, accreditation checks, or a captive licensed sales team.

What they do

  • Broker-dealer of record for Reg A+, Reg CF, and Reg D offerings
  • White-label investor portal and checkout
  • Accreditation verification and KYC/AML screening
  • Automated investor outbound and introductions
  • Captive salesforce licensing program
  • Secondary trading support
  • EB-5 and international offerings

Details

AttributeValue
Founded2005
Other officesNew York, NY
LicensesMember FINRA/SIPC

What stands out

  • Member of FINRA and SIPC, with the firm pointing to its BrokerCheck record.
  • States it has helped companies raise capital since 2005, with over $3 billion raised across thousands of offerings.
  • Investor outbound is described as reaching a network of more than 150,000 strategic investors.
  • Supports Reg CF raises up to $5 million a year, Reg A Tier 2 up to $75 million, and uncapped Reg D 506(c) raises.